Compliance Coordinator Interview Questions

10,496 compliance coordinator interview questions shared by candidates

1. About my current profile? 2. Basic theory and bookish question (as he himself was not knowing regarding SOX audit practical approach) 3. Difference and Similarity between COSO and SOX (Never experienced anywhere this kind of question) - My answer was COSO provides framework to SOX compliance. But he was asking me difference. I wonder how can anyone ask this? God knows which answer he was looking for!!!! 4. How do you identify risk? What is designing?
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SOX Compliance Senior Associate

Interviewed at State Street

3.4
Nov 25, 2017

1. About my current profile? 2. Basic theory and bookish question (as he himself was not knowing regarding SOX audit practical approach) 3. Difference and Similarity between COSO and SOX (Never experienced anywhere this kind of question) - My answer was COSO provides framework to SOX compliance. But he was asking me difference. I wonder how can anyone ask this? God knows which answer he was looking for!!!! 4. How do you identify risk? What is designing?

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