Investment Operations Associate Interview Questions

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It's 10 mins to market close and an important client calls you, asking you to execute a sale. He sends in signed documentation authorizing you to do so but you notice that it's a joint account and requires the signature of the client and his wife. What do you do?
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Investment Associate

Interviewed at Fisher Investments

3.7
Oct 21, 2014

It's 10 mins to market close and an important client calls you, asking you to execute a sale. He sends in signed documentation authorizing you to do so but you notice that it's a joint account and requires the signature of the client and his wife. What do you do?

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