Asked about previous related experience
Research Compliance Interview Questions
2,160 research compliance interview questions shared by candidates
What attracted you to this role?
1. What is your name, what are you studying and what role are you applying to?
9. When was the last time you googled something for the sake of it?
8. When was the last time you wanted to completely give up on something?
Mostly on derivatives including forwards, futures, options and especially Swaps. Also questions were asked about credit ratings.
Gave tasks
Why do you want to work at Mr Q
How would you approach a quality issue?
They asked to my knowledge about compliance issues. The problem solving interview was based on a recruiting problem they’d previously had. I had to identify the core issues and recommend a way forward.
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