1.0
Aug 23, 2019
Anonymous employee
Former employee, more than 3 years
Recommend
CEO approval
Business Outlook
Pros
Work life balance, location, cleanliness
Cons
Lack of supervision of Financial Advisors, no accountability, sacrifice the clients to gain revenue, are not a fiduciary to the client, allow advisors to make excuses for churning and other activities that are ethically and morally unsound. No body will speak up for what is right for the client because they are afraid they will loose their job. Management is complacent and only dedicated to the bottom line. They don't hold true to the fiduciary duty of the clients they serve